SEC Regulation S-P

In force since 3 Jun 2026.

2 official pages · 3 Oct 2026

What it requires

  • Keep written policies and procedures for responding to unauthorised access to customer information.
  • Tell affected customers within 30 days of learning of the access.
  • Make service providers report a breach to the firm within 72 hours.

Who it applies to

Financial services.

The project that meets it

Sources

SEC Regulation S-P is in force.

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