Financial services compliance
SOC 2, SEC, FINRA, and state regulatory controls, access logging, encryption, and audit preparation for regulated firms.
Areas Served
The Financial District is home to banks, trading firms, fintech startups, insurance companies, and legal offices that handle regulated data every day. SBK provides the security, compliance, and vendor oversight these firms need from an advisor with no product to sell.
We support financial services, fintech, legal, and insurance firms across Lower Manhattan's business district.
SOC 2, SEC, FINRA, and state regulatory controls, access logging, encryption, and audit preparation for regulated firms.
Cloud security, API protection, identity governance, and system monitoring for firms building or operating financial technology.
Document security, email encryption, privilege-aware access controls, and vendor management for firms handling client-sensitive data.
Use the call to review a compliance requirement, security gap, or vendor decision.