Family office governance
IT policies, access controls, and data protection documentation for single-family and multi-family offices that face growing regulatory and insurance requirements.
Compliance & Regulatory Services
Compliance Consulting in Greenwich, CT
Greenwich hedge funds, family offices, and wealth management firms handle sensitive financial data under intense regulatory scrutiny. SBK provides the compliance programs these firms need: practical, evidence-based, and free from conflicts with tool vendors.
Why Greenwich businesses work with us
Greenwich's wealth management community operates under overlapping compliance obligations: SEC rules, investor expectations, cyber insurance questionnaires, and state-level data protection requirements. Most firms rely on their prime broker or fund admin for some compliance functions, but IT controls typically fall through the cracks. We close that gap.
Wealth management compliance
Security assessments, vendor risk reviews, and client data handling procedures for RIAs and wealth management firms in Greenwich.
Audit and insurance readiness
Control documentation, evidence collection, and gap remediation for firms preparing for SEC examination, SOC 2 audit, or cyber insurance renewal.
Service
Compliance & Regulatory Services
Navigate complex regulatory requirements with expert guidance. We prepare you for audits and certifications without steering you toward unnecessary tooling.
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IT Services in Greenwich
See all the IT services we provide to businesses in Greenwich.
View areaStart your Greenwich compliance review
Whether it is an SEC examination, an investor question, or an insurance renewal, we will help you prepare with evidence that holds up.